Futures, Clearing and Collateral

North America

Citi is one of the world's largest participants in exchange-traded derivative markets and has also established itself as a market leader in OTC Clearing. We offer institutional clients a comprehensive range of products and services, including:

  • Central clearing
  • Global execution on all major futures exchanges
  • Top tier e-Trading platforms, and
  • Premier post-trade online reporting tools

We provide the breadth and scope of a world market leader while engineering solutions tailored to clients' specific requirements. We maintain our headquarters in New York, with other sales centers in strategic global locations, including Chicago, London, Hong Kong, Singapore, Sydney and Tokyo.

Important Disclosures

As a clearing member which provides services that involve us clearing derivatives through an EU central counterparty ("EU CCPs") we are required to, under the European Markets Infrastructure Regulation ("EMIR"), publically disclose the levels of protection and costs associated with the different types of accounts available at EU CCPS and describe the risks associated with the different levels of segregation. In coordination with the FOA and ISDA, we have therefore prepared a disclosure document for the purposes of Article 39(7) of EMIR to give clients an overview of the different account models and levels of protection associated with them. This disclosure document is available through the following link:

We have provided details of costs associated with clearing and other related services separately and these can be found through the following link:

Please note that we may have to update the disclosure document and pricing guidelines as and when CCPs finalize their arrangements and rules and such updates will be published on this website.

CFTC Regulation 1.55 requires each futures commission merchant, including Citigroup Global Markets Inc. (CGMI) to make publicly available the below financial information on the CGMI’s website effective July 12, 2014. Please use this link to access the data.

CFTC Regulation 1.55

Disclaimer: The information provided on or contained in any file that can be viewed or downloaded from this site or set out in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Citigroup Inc. and its affiliates ("Citi") to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site in any file that can be viewed or downloaded from this site constitutes a solicitation or offer by Citi to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.

Europe, Middle East and Asia

As a clearing member which provides services that involve us clearing derivatives through an EU central counterparty ("EU CCPs") we are required to, under the European Markets Infrastructure Regulation ("EMIR") and the recast Markets in Financial Instruments Directive ("MiFID II"), publically disclose the levels of protection and costs associated with the different types of accounts available at EU CCPS and describe the risks associated with the different levels of segregation. In coordination with the FIA and ISDA, we have therefore prepared a disclosure document for the purposes of Article 39(7) of EMIR, and MiFID II, to give clients an overview of the different account models and levels of protection associated with them. This disclosure document is available through the following link:

As a clearing member who is subject to MiFID II, we are required to publicly disclose (i) the conditions under which we offer our clearing services to clients (ii) the conditions under which we offer our indirect clearing services, pursuant to and (iii) the prices and fees associated with the clearing services we provide. We have therefore prepared disclosure for the purposes of (i) Article 27(1) of Commission Delegated Regulation (EU) 2017/589 (ii) Commission Delegated Regulation (EU) 2017/2155 of 22.09.2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements and (iii) EMIR Article 38(1), to give clients an overview of the key terms on which we will offer clearing services to direct clients This disclosure document is available through the following link:

Please note that we may have to update the disclosure documents and pricing guidelines as and when CCPs update their arrangements and rules and such updates will be published on this website.

Pursuant to Article 15 of the EU Securities Financing Transaction Regulation ("SFTR"), please find below a link to our information statement disclosing the risks and consequences of delivering non-cash in relation to a collateral arrangement with Citi. This statement does not amend or superseded the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations:

CFTC Regulation 1.55

Disclaimer: The information provided on or contained in any file that can be viewed or downloaded from this site or set out in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Citigroup Inc. and its affiliates ("Citi") to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site in any file that can be viewed or downloaded from this site constitutes a solicitation or offer by Citi to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.